Market Regulation News - Latest Updates & Headlines
SEBI issues warning to DAM Capital over operational deficiencies
New Delhi, March 21: Recently-listed DAM Capital Advisors on Friday said the Securities and Exchange Board of India (SEBI) has issued an administrative warning to it over certain operational deficiencies in its institutional broking business.
CCI doing great job in curbing abusive conduct of dominant enterprises: Minister
New Delhi, March 16: There is a need for real-time market monitoring and a collaborative approach to regulation while it is essential to enforce law beyond strict intervention by promoting self-regulation and compliance, Harsh Malhotra, Minister of State in the Ministry of Corporate Affairs (MCA), said on Sunday.
SEBI issues warning to Nestle India for insider trading violation
Mumbai, March 7: The Securities and Exchange Board of India (SEBI) has issued an administrative warning to FMCG major Nestle India for violating insider trading regulations, the company informed exchanges on Friday.
Will consider market feedback before changing derivatives expiry: BSE CEO
Mumbai, March 7: The Bombay Stock Exchange (BSE) will take feedback from market participants before making any decision on changes to the derivatives expiry day, its Managing Director and CEO, Sundararaman Ramamurthy, said on Friday.
Bangladesh: Chaos prevails as regulatory authority's top bosses held captive by employees
Dhaka, March 5: The Chairman and Commissioners of the Bangladesh Securities and Exchange Commission (BSEC), the regulator of the country's capital market, were held captive by the commission's employees on Wednesday in protest against the forced retirement of an Executive Director.
Trust, transparency, teamwork and technology, SEBI Chief outlines 4 objectives under his Chairmanship
Mumbai, March 1: IAS officer Tuhin Kanta Pandey, who served as Finance and Revenue Secretary in his previous role, has taken charge as Chairman of the Securities and Exchange Board of India (SEBI) in Mumbai.
Newly appointed SEBI chief tightlipped on priorities, says will speak after assuming office
New Delhi, February 28: Newly appointed SEBI Chairperson Tuhin Kanta Pandey remained tight lipped about how he would go about or what would be his priority areas as the chief of the markets regulator.
SEBI proposes new method to prevent stock manipulation in derivatives market
Mumbai, Feb 25: The Securities and Exchange Board of India (SEBI) has proposed a major change in the way open interest (OI) is calculated in the equity derivatives market.
ICICI Securities pays Rs 80 lakh fine to settle SEBI's margin trading violations
Mumbai, Feb 14: ICICI Securities on Friday settled allegations of violating securities laws by paying a settlement amount of over Rs 80 lakh to the Securities and Exchange Board of India (SEBI).
SEBI proposes stricter rules for listed companies to strengthen corporate governance
New Delhi, Feb 9: The Securities and Exchange Board of India (SEBI) has proposed new rules to improve corporate governance at listed companies.
RBI sets up Working Group to review trading, settlement timings of financial markets
New Delhi, Feb 7: The Reserve Bank of India (RBI) on Friday set up a 9-member Working Group to undertake a comprehensive review of trading and settlement timing of financial markets.
IPO documents must provide enough information to assess pricing, says SEBI Chief Madhabi Buch
New Delhi, January 21: SEBI Chairperson Madhabi Buch has highlighted the importance of providing sufficient information in Initial Public Offering (IPO) documents, particularly regarding pricing, to enable investors to make informed decisions.
Hindenburg may have been closed as it was operating in a grey zone: Ajay Bagga, Market Veteran
New Delhi, January 16: Amid widespread speculation and debate, US based Hindenburg Research, known for its controversial short-selling practices, has decided to cease operations.
Markets regulator SEBI sends notice to Ola Electric for violating disclosure norms
New Delhi, Jan 8: Electric vehicle (EV) company Ola Electric Mobility Limited has received an administrative warning from the markets regulator, the Securities and Exchange Board of India (SEBI), for violating disclosure norms.